integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure that the capital market will be developed toward sustainable growth and generate positive impacts on the
possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the Criminal http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an
. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the Criminal http://market.sec.or.th/public/idisc/en/Enforce
with an Inquiry Official Dated 28/02/2019 debtors as GL’s income on those financial statements and financial reports but the fact that the transactions are an execution of asset misappropriation by GL’S
, 2023, Jitta Wealth Asset Mannagement Co.,Ltd, a fund management company, it has assigned person who are not person in the capital http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee
, 2023, Jitta Wealth Asset Mannagement Co.,Ltd, a fund management company, it has assigned person who are not person in the capital http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee
, 2023, Jitta Wealth Asset Mannagement Co.,Ltd, a fund management company, it has assigned person who are not person in the capital http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee
Committee Order No. 175/2022 Dated 11/11/2022 Thailand’s Electronic Information System which are in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.35 Settlement Committee Meeting No. 11
operation of AQ ESTATE Public Company Limited (“AQ”), shall be liable for AQ’s failure to prepare and http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 2/2017 Dated 18/01/2017 Mr
be enforced. The SEC Office present the case to the Civil Sanction Committee (“CSC”). CSC determines which civil penalties shall be imposed. Does he pay monetary sanctions determined by CSC/ Court