confidence in publicly disclosed corporate financial information. The Securities and Exchange Act of 1992 requires that the auditor of the entities in the capital market be approved by the SEC so that the SEC
Investment Consultant/Investment Planner Regulatory Summary Types and Scope of Duties Qualifications Training Courses Training Courses for Migration (for IC and IP approved before 1 Janurary 2018
Investment Consultant/Investment Planner Regulatory Summary Types and Scope of Duties Qualifications Training Courses Training Courses for Migration (for IC and IP approved before 1 Janurary 2018
financial statements of the company shall be accurate and reliable, complying with the rules as specified in Section 56 of the Securities and Exchange Act and being audited or reviewed by an SEC-approved
executives must be reported pursuant to section 59 of the Securities and Exchange Act which may be burdensome and affect the confidential information on the salary. Therefore, if EJIP is approved by the SEC
SEC, in 2010, had revised the rules on approval of auditors by prescribing that the auditor to be approved by the SEC must be attached to audit firms that have audit quality control system in accordance
the ARFP project and its development, please click here . Regulatory Summary Related Manuals/Guidelines Related Rules and Regulations Related Forms List of approved ARFP Passport Funds
| .doc file 5. Audit Firm Profile and Details .pdf file | .doc file Regulatory Summary of Approved Auditor in Capital Market Related Rules and Regulations Related Forms Quality Assurance & Review
offering, the mutual fund management company may offer for sale of the investment units in an amount exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in
offering, the mutual fund management company may offer for sale of the investment units in an amount exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in