of the SEC’ s operation 1 2 3 4 5 6 1. Supervision of Securities Business 3/10 • For flexibility of securities business supervision and supporting Financial Technology • To promote development and

1 (Unofficial Translation)* Securities and Exchange Act (No. 3) B.E. 2546 _________________ BHUMIBOL ADULYADEJ, REX., Given on the 3rd day of July B.E. 2546; Being the 58th Year of the Present Reign

rights and liberties of persons which Section 29, in conjunction with Section 36, Section 41 and Section 43 of the Constitution of the Kingdom of Thailand so permit by virtue of law; Be it, therefore

Kingdom of Thailand so permit by virtue of law; Be it, therefore, enacted by the Majesty the King, by and with the advice and consent of the National Legislative Assembly, as follows: SECTION 1. This Act

. the King, by virtue of Section 175 of the Constitution of the Kingdom of Thailand amended by the Constitution of the Kingdom of Thailand Amendment (No.5) B.E. 2538 (1995), is therefore graciously

report and financial information of the Office; (3) coordinating with the Office of the Auditor General of Thailand in the matter of auditing the financial https://www.sec.or.th/EN/Documents

following Acts shall be repealed: (1) The Securities Exchange of Thailand Act B.E. 2517; (2) The Securities Exchange of Thailand Act (No. 2) B.E. 2527. SECTION 4. In this Act "securities" means Published in

repealed: (1) The Securities Exchange of Thailand Act B.E. 2517; (2) The Securities Exchange of Thailand Act (No. 2) B.E. 2527. SECTION 4. In this Act "securities" means Published in the Government Gazette

ได ้ซ่ึงเป็นการส่งเสริมการพฒันาเทคโนโลยีทางการเงิน (Financial Technology) ท่ีเป็นประโยชน์ต่อการใหบ้ริการในตลาดทุน รวมทั้งสนบัสนุนใหเ้กิดการแข่งขนัและผลกัดนัให ้ ผูป้ระกอบธุรกิจเห็นความส าคญัของการปรับ

of the Kingdom of Thailand so permit by virtue of law; The justification and necessity for the restriction of rights and liberties of a person under this Act is to ensure that the supervision of the