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Digital Asset Business Quarter 2/2024 5 Approval of independent professionals Quarter 2/2024 6 Number of active personnel in securities and derivatives businesses 2023 Service Licensed / Registered Person

https://secopendata.sec.or.th/Intermediaries/Professional

Securities Company and Other Financial Institutions

ระหว่างขอหยุดประกอบธุรกิจเป็นการชั่วคราว หรือถูกสำนักงานสั่งพักการดำเนินธุรกิจ List of business operators List of business operators currently providing services, excluding business operators who are in the

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=4&grptype=lcstype=/en

Securities Companies and Other Financial Institutions

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=20&grptype=lcstype=/en

Securities Companies and Other Financial Institutions

https://market.sec.or.th/LicenseCheck/views/Intermediaries/en?licno=1&grptype=lcstype=

Licensed Derivatives Broker

(THAILAND) CO.,LTD. http://www.yuanta.co.th BNP BNP PARIBAS SECURITIES (THAILAND) LTD. https://wealthmanagement.bnpparibas/asia/en/thailand.html List of company licensed Derivatives Broker (Non-Securities

https://market.sec.or.th/LicenseCheck/views/Intermediaries/en?licno=A0&grptype=&lcstype=&applytype=1

Bond Dealer & Underwriter

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=2&grptype=lcstype=/en

Limited BDU

MANAGEMENT (THAILAND) CO.,LTD. http://www.uobam.co.th/ S-FUNDS XSPRING ASSET MANAGEMENT CO.,LTD. https://www.xspringam.com/ List of company licensed Trust Business (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=&grptype=122242lcstype=/en

Securities Inter-Dealer Broker

SECURITIES CO.,LTD. http://www.trinitythai.com TSFC TSFC SECURITIES PUBLIC CO.,LTD. http://www.tsfc.co.th YUANTA YUANTA SECURITIES (THAILAND) CO.,LTD. http://www.yuanta.co.th List of company licensed

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=7&grptype=7174lcstype=/en

Securities Borrowing & Lending

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=7&grptype=727576lcstype=/en

Licensed Derivatives Dealer

://www.thanachartsec.com YUANTA YUANTA SECURITIES (THAILAND) CO.,LTD. http://www.yuanta.co.th List of company licensed Derivatives Dealing (Non-Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation Company Name

https://market.sec.or.th/LicenseCheck/views/Intermediaries/en?licno=B0&grptype=&lcstype=&applytype=1