auditor appointed by an audit firm is unable to perform audit work for a listed company and the audit firm has an insufficient number of auditors in the capital market to handle the situation, the listed
Bangkok, 25 October 2017 ? The SEC in cooperation with securities companies, asset management companies and the Stock Exchange of Thailand Group exercised a joint cyber drill to raise the industry's
sustainable growth.IAA Chairman Paiboon Nalinthrangkurn said that it is stated in the criteria for this project that the stocks must have a market capitalization of over THB 3 billion, non-SET100, with an
in the appropriate means while offering a variety of products and services. Meanwhile, quality of investors must be emphasized. Last but definitely not least, it is very crucial to build up
Bangkok, April 10, 2015 - The SEC summarized the development and supervision on the capital market from late 2011 to early 2015 with achievements in lifting up the Thai capital market to match the
importance of ESG factors in the investment landscape. ESG investing is not just a trend; it is a fundamental commitment to sustainable and responsible finance. The Certificate in ESG Investing will enable
Company Limited and Intouch Holding Public Company Limited; - ESG-Driven Capital Market Business Promotion: Businesses in the capital market are encouraged to give more emphasis to ESG considerations
This regulatory guillotine discussion is the first in the virtual talk series under the theme, “How to Regulate to Earn Investor Confidence and Global Competitiveness.” The main objective is to
executive in a securities issuing company or a securities company, as summarized below: (1) Atthavut shall pay a civil penalty, a compensation at an equal amount to the benefit received or
, reimbursement of investigative expenses incurred by the SEC, suspension of trading in securities or derivatives contracts, and bar from serving as a director or executive in a securities issuing company or a