Advanced Info Service Public Company Limited Advanced Info Service Public Company Limited ("ADVANC") had duties to prepare and submit a report of key financial ratio for the year 2021

Engineering Service Public Company Limited (“TIES”), through securities trading account of Miss Ornsiree. The sales were made in such a way that took advantage of others by using non-public information material

Limited (“TIES”), through securities trading account of Miss Ornsiree Chinkamtornwong. The sales were made in such a way that took advantage of others by using non-public information material to TIES share

Mr. Somchai Lertsutiwong Mr. Somchai Lertsutiwong, a Chief Executive Officer for the operation of Advanced Info Service Public Company Limited ("ADVANC"), shall be liable for ADVANC's

Thai Industrial and Engineering Service Public Company Limited Thai Industrial and Engineering Service Public Company Limited (“T”), a securities issuer, failed to prepare and submit the reviewed

information for the decision-making on investment or using the service such as the clients’ assets investment scheme, the risks of ZipUp+ program and the conflict of interest together with relationship among

receive necessary and useful information for using the intermediary?s service or for making a decision of investment in foreign mutual fund. SEC Act S.113 Settlement Committee Meeting No. 3/2020

Thai Digital Asset Exchange Company Limited Between December 19 to 26, 2023, Thai Digital Asset Exchange Company Limited ("TDX"), a digital asset exchange, did not keep customers'

Thai Industrial and Engineering Service Public Company Limited Thai Industrial and Engineering Service Public Company Limited (“T”), a securities issuer, had a duty to submit the audited financial

Thai Industrial and Engineering Service Public Company Limited Thai Industrial and Engineering Service Public Company Limited (“T”), a securities issuer, had a duty to submit the annual registration