activities and provide quality services? This includes: (a) What channels and methods are used? (b) What is the frequency of communication? (c) How does the firm ensure appropriate communication for the

Does the firm have documented responses e.g., policies and procedures appropriate to the size and nature of the firm? B9 Does the firm’s leader communicate its policies for quality to its personnel? If

including standardized forms, checklists, and questionnaires that are to be used in the performance of engagements? If no, describe how the firm determines appropriate working papers for an engagement and

the firm have a partner or manager level individual who is responsible for its monitoring process? If yes, does the responsible person have sufficient and appropriate experience, authority, and time

ACE Issued by KGI# A ACE13C2407A 3 Call Warrants on ACE Issued by YUANTA # Call Warrant on ACE Issued by YUANTA# A ACE19C2407A 3 Call Warrants on ADVANC Issued by BLS # Call Warrant on ADVANC Issued by

คอร์ปอเรชั่น จำกัด (มหาชน) META 9 Call Warrants on AAV Issued by YUANTA # Call Warrant on AAV Issued by YUANTA# A AAV19C2405A 8 Call Warrants on ADVANC Issued by KGI # Call Warrant on ADVANC Issued by KGI# A

ADVANC Issued by BLS # Call Warrant on ADVANC Issued by BLS# A ADVANC01C2408A 3 Put Warrants on ADVANC Issued by BLS # Put Warrant on ADVANC Issued by BLS# X ADVANC01P2408X 3 Call Warrants on ADVANC Issued

บริษัท ตงฮั้ว โฮลดิ้ง จำกัด (มหาชน) ใบสำคัญแสดงสิทธิที่จะซื้อหุ้นสามัญของบริษัท ตงฮั้ว โฮลดิ้ง จำกัด (มหาชน) TH-W3 10 Call Warrants on ADVANC Issued by JPM # Call Warrant on ADVANC Issued by JPM # A

Warrants on ADVANC Issued by YUANTA # B ADVANC19C2302B 8 Call Warrants on ADVANC Issued by FSS # A ADVANC24C2302A 8 Call Warrants on AMATA Issued by YUANTA # A AMATA19C2302A 8 Call Warrants on AP Issued by

) DIMET 10 Warrants บริษัท ตงฮั้ว โฮลดิ้ง จำกัด (มหาชน) ใบสำคัญแสดงสิทธิที่จะซื้อหุ้นสามัญของบริษัท ตงฮั้ว โฮลดิ้ง จำกัด (มหาชน) TH-W3 10 Call Warrants on ADVANC Issued by KKPS # Call Warrant on ADVANC