date of obtaining the license, not have criminal records indicating commission of offense under the law controlling business operation of such person or any other law relating to financial business, both
date of obtaining the license, not have criminal records indicating commission of offense under the law controlling business operation of such person or any other law relating to financial business, both
SHARE : Detail Content Establishment of Mutual Funds 3. Amendment to scheme information before registration Before the initial public offering (IPO) (1) The mutual fund obtaining a normal
SHARE : Detail Content Establishment of Mutual Funds 3. Amendment to scheme information before registration Before the initial public offering (IPO) (1) The mutual fund obtaining a normal
Thailand’s Private Sector Collective Action Coalition Against Corruption (CAC) and to disclose their corporate governance progress on www.sec.or.th/cgthailand As sessment Results - Anti
Thailand’s Private Sector Collective Action Coalition Against Corruption (CAC) and to disclose their corporate governance progress on www.sec.or.th/cgthailand As sessment Results - Anti
least 2 persons shall be lead appraisers obtaining approval from the SEC; Not appearing that the applicant possesses prohibited characteristics as prescribed; Not appearing that its directors, manager and
units outstanding, directly or indirectly, possibly from causes such as increasing investments, obtaining a waiver as an eligible case specified above, or any actions in good faith that do not include
units outstanding, directly or indirectly, possibly from causes such as increasing investments, obtaining a waiver as an eligible case specified above, or any actions in good faith that do not include
. Such application shall be filed with the SEC via the SEC Office within one hundred and twenty days from the date obtaining the Minister’s approval in form and together with supplementary documents