Office of the Securities and Exchange Commission No. SorThor. 50/2549 Re: Rules on Waiver for Appointment of Independent Director of Derivatives Broker _____________ By virtue of the second paragraph of
intermediary who has been rendered a waiver of appointing an independent director under the Notification of the Office of the Securities and Exchange Commission concerning Rules on Rendering a Waiver of
. In case of absent of the branch office manager under the first paragraph, the securities company shall arrange to have a new manager within one month unless obtain a waiver from the Office. In the mean
. In case of absent of the branch office manager under the first paragraph, the derivatives brokers shall arrange to have a new manager within one month unless obtain a waiver from the Office. In the
Notification to the SEC Office within the specified period, the offeror may request a waiver in written form to the SEC Office before the expiration of the submission period by demonstrating reasons for request
total aggregate amount of investment in shares shall not exceed sixty percent of the total investment of the intermediary unless a waiver is granted by the SEC Office. The investment fund under Paragraph
เพิ่มจำนวนหุ้นรองรับสำหรับกรณีขาย warrant PP แบบไม่โอนเปลี่ยนมือ จากที่จำกัดไว้ที่ 30% เป็น ไม่เกิน 50% โดยอาจระบุให้เพิ่มเรื่อง Veto right ( เสนอให้บริษัทขอ waiver ในกรณีที่บริษัทมีการล้างขาดทุนสะสม ซึ่ง
Notification with respect to the management of any mutual fund that offers investment units for sale in the country and abroad, the SEC Office shall have the power to grant a waiver of compliance with such rules
shall be made with right of recourse and without any waiver or limitation of liability of the endorser, or the guarantee shall be given unconditionally for the whole amount of principal and interest, as
extending the liquidation period indicating the reasons for such request. The Office may grant a waiver on the liquidation period and may order the liquidator to undertake any specific actions to accelerate