nature and complexity through appropriate training and participation; • understanding of professional standards and applicable legal and regulatory requirements; • technical knowledge and expertise
deficiencies found as part of evaluation? B6 Does the firm communicate to person who take care of in-house training to include the deficiencies area in the next training course cycle? B7 Whether the policies
yes, describe how the firm communicates its policies and procedures to personnel. a) informal dialogue b) training seminars c) meetings d) mission statements e) newsletters f) memorandums g) routine e
ACE Issued by KGI# A ACE13C2407A 3 Call Warrants on ACE Issued by YUANTA # Call Warrant on ACE Issued by YUANTA# A ACE19C2407A 3 Call Warrants on ADVANC Issued by BLS # Call Warrant on ADVANC Issued by
คอร์ปอเรชั่น จำกัด (มหาชน) META 9 Call Warrants on AAV Issued by YUANTA # Call Warrant on AAV Issued by YUANTA# A AAV19C2405A 8 Call Warrants on ADVANC Issued by KGI # Call Warrant on ADVANC Issued by KGI# A
ADVANC Issued by BLS # Call Warrant on ADVANC Issued by BLS# A ADVANC01C2408A 3 Put Warrants on ADVANC Issued by BLS # Put Warrant on ADVANC Issued by BLS# X ADVANC01P2408X 3 Call Warrants on ADVANC Issued
บริษัท ตงฮั้ว โฮลดิ้ง จำกัด (มหาชน) ใบสำคัญแสดงสิทธิที่จะซื้อหุ้นสามัญของบริษัท ตงฮั้ว โฮลดิ้ง จำกัด (มหาชน) TH-W3 10 Call Warrants on ADVANC Issued by JPM # Call Warrant on ADVANC Issued by JPM # A
Warrants on ADVANC Issued by YUANTA # B ADVANC19C2302B 8 Call Warrants on ADVANC Issued by FSS # A ADVANC24C2302A 8 Call Warrants on AMATA Issued by YUANTA # A AMATA19C2302A 8 Call Warrants on AP Issued by
) DIMET 10 Warrants บริษัท ตงฮั้ว โฮลดิ้ง จำกัด (มหาชน) ใบสำคัญแสดงสิทธิที่จะซื้อหุ้นสามัญของบริษัท ตงฮั้ว โฮลดิ้ง จำกัด (มหาชน) TH-W3 10 Call Warrants on ADVANC Issued by KKPS # Call Warrant on ADVANC
จำกัด (มหาชน) ใบสำคัญแสดงสิทธิที่จะซื้อหุ้นสามัญของบริษัท เวฟ เอกซ์โพเนนเชียล จำกัด (มหาชน) WAVE-W2 7 Call Warrants on ADVANC Issued by KKPS # Call Warrant on ADVANC Issued by KKPS# A ADVANC06C2309A 6