Early this year, SEC held public hearings to obtain views on establishing rules that require companies issuing IPOs to disclose information related with the offering for sale of their securities
SEC Search Search From : Home > Search > Search Results search: Public Information System Debenture Prospectus ( 1,293 ) Equity Prospectus ( 418 ) Investor Alert ( 309 ) Form 246-2 : Reports on
securities trading system and other relevant systems of the Stock Exchange. Meanwhile, an information technology system is necessary for securities clearing houses and central securities depositories to
/AnnualReport/pb_ar_2004.pdf Annual Report 2007 -site operation in case of emergency. With the backup of necessary electronic data, the web-based systems can function via the DRC site in case of longer-than
Stability Board’s (FSB) Key Standards for Sound Financial Systems serving FSB, G20 and OECD members. They have also been used by the World Bank Group in more than 60 country reviews worldwide. And they
and work systems to ensure orderliness, fairness, efficiency and reliability of market activities, and support appropriate fundraising, investment and securities trading to promote continuing growth of
update information systems, encourage innovation and promote the use of technology throughout the organization to effectively support and safeguard the continuity of the SEC’s operations. 6. Accountability
Commission, Thailand As of December 31, 2004 Information Technology Department Mr. Kumpol Sontanarat Director Internal Audit Department Mr. Kajornsak Outthasin Director Investment Adviser Supervision
SEC Search Search From : Home > Search > Search Results search: Public Information System Mutual Fund Prospectus ( 6,683 ) SEC_News ( 578 ) Investor Alert ( 373 ) Derivative Warrant Prospectus ( 335