collect from the mutual fund: (1.1) A maximum amount must be specified. (1.2) Collection of expenses for a sales promotion on the mutual fund is prohibited. (2) Collection of management fees shall comply
fund shall not invest in other funds under the same management company (cascade investment); (2) No collection of redundant fees; (3) Casting a vote in the targeting fund is not allowed; (4) D
regarding unfair practices in securities trading. 8. P rohibited behaviors (1) l ack of professional ethics or violation of or non-compliance with the regulations under the law governing
rohibited behaviors (1) l ack of professional ethics or violation of or non-compliance with the regulations under the law governing accounting professions and additional regulations prescribed by the law