Bangkok, December 17, 2014 ? The SEC notified Asset Bright Plc. (ABC) to rectify its Q3/2014 financial statements. ABC has to file with the SEC and publicly disclose the reviewed financial statements
Bangkok, May 15, 2014 ? The SEC in cooperation with audit regulators in ASEAN countries host the ASEAN Audit Regulators Group (AARG) Meeting on May 15-16, 2014 in Bangkok. Auditors from the world?s renowned international audit firms are invited to share their views and experience concerning current regulatory and oversight issues, challenges and impediments as well as directions of international accounting and auditing standards. The event aims to promote audit regulator and audit firm cooperati...
Building Confidence in the Capital Market No. 179/2014 SEC notifies ABC to rectify Q3/2014 financial statements Bangkok, December 17, 2014 – The SEC notified Asset Bright Plc. (ABC) to rectify its Q3
underlying of the structured notes, for example, price of underlying shares of the company A, SET 100 Index, gold price, exchange rate. For more details on the underlying shall be prescribe according to the
civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 1,500,000.00 Baht - a bar from
> - a civil monetary penalty of 500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 03/12
730,135.00 Baht - a bar from serving as a director or executive in a securities issuing company between 04/12/2019 and 03/12/2020 - a bar from
penalty of 807,601.30 Baht - a bar from serving as a director or executive in a securities issuing company between 09/12/2019 and 08/12/2020  
; - a civil monetary penalty of 500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 31/03/2020
of 500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 31/03/2020 and 30/03/2021