Offeror : (1)Mr.Vichai Srivaddhanaprabha (2) Mr.Aiyawatt Srivaddhanaprabha (3)Mr.Apichet Srivaddhanaprabha (4)Ms.Voramas Srivaddhanaprabha (5)Ms.Aroonrung Srivaddhanaprabha | Date of submission of the Statement of Intention : 23/06/2016

Offeror : (1)Mr.Vichai Srivaddhanaprabha (2) Mr.Aiyawatt Srivaddhanaprabha (3)Mr.Apichet Srivaddhanaprabha (4)Ms.Voramas Srivaddhanaprabha (5)Ms.Aroonrung Srivaddhanaprabha | Date of submission of the Statement of Intention : 14/07/2016

Offeror : (1)Mr.Vichai Srivaddhanaprabha (2) Mr.Aiyawatt Srivaddhanaprabha (3)Mr.Apichet Srivaddhanaprabha (4)Ms.Voramas Srivaddhanaprabha (5)Ms.Aroonrung Srivaddhanaprabha | Date of submission of the Statement of Intention : 25/07/2016

Offeror : MR. TASSAPON BIJLEVELD | Date of submission of the Statement of Intention : 08/01/2018

Offeror : MR. TASSAPON BIJLEVELD | Date of submission of the Statement of Intention : 25/01/2018

Offeror : MR. TASSAPON BIJLEVELD | Date of submission of the Statement of Intention : 30/01/2018

information, it is difficult for investors to analyze and make comparison efficiently. Besides, brokers are increasingly leaning toward investment advisory services, especially those related to asset allocation

have laws about this already” – Agencies are staffed by lawyers, not software engineers – Enforcement is very, very difficult • When regulation comes to crypto, it will likely be voluntary, driven by

consultations are performed for difficult or contentious matters? If yes, please describe the responses to quality risks to the following questions. - Have the conclusions reached been implemented? If they were

appropriate consultation took place for difficult or contentious matters? If yes, Please describe the policies and procedures. If no, How does the firm ensure that the difficult or contentious matters have been