have shown that the Thai capital market’s rules and regulations on corporate governance practices are in accordance with international standards, lead the ASEAN countries, and hold a top three position
have shown that the Thai capital market’s rules and regulations on corporate governance practices are in accordance with international standards, lead the ASEAN countries, and hold a top three position
organizational structure comprises three tiers of authority, namely: 1. The SEC Board responsible for policy-level regulations and oversight of market development; 2. The Capital Market Supervisory Board
for the financial period (audited) within three months after the last day of the financial period (it can submit audited six month / annual financial statements within 60 days instead of submitting the
assessed based on the International Organization of Securities Commission (IOSCO) Principles, which aim to achieve three core objectives of securities regulations: (1) protecting investors, (2) ensuring that
assessed based on the International Organization of Securities Commission (IOSCO) Principles, which aim to achieve three core objectives of securities regulations: (1) protecting investors, (2) ensuring that
latest three years, or, in case of a registered group of persons, profit and loss statements of the latest three years; (4 ) a profi l e and relevant details of the audit firm; (5 ) a certification and
and the audit committee are independent pursuant to the rules. Independent directors are ≥ one-third of the total number of directors but not less than three persons. The audit committee consists of
allocated to the independent directors, interests of independent directors must be demonstrated. Decision of the meeting Must be approved by ≥ three-fourths of shareholders attending the meeting and are
operation during three consecutive years prior to the year of filing the application; (c) any step taken by the securities company to rectify financial condition or result of operation as approved by the