timing such as: 1. Issue monthly report to show the flow and the balance of assets in each month; 2. Issue daily report in the case of client’s order to transfer money or assets to other person or in the
regulations: Clause 1. In this Notification: (1) “Gold derivatives brokerage business” means derivatives business in the category of derivatives broker limited to gold derivatives. (2) “Gold business operator
regulations: Clause 1 The Notification of the Securities and Exchange Commission Re: Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar
3 of Section 16 of the Derivatives Act B.E. 2546 (2003) , the Securities and Exchange Commission hereby issues the following regulations: Clause 1 This Notification shall come into force as from 16
position; (6) Fees charged on the derivatives transaction. Clause 4. Derivatives broker must show in the evidence of margin call at least the information as set out under Clause 3(1) and (3) as well as the
Constitution of the Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1 This Notification shall come into force as from 16
virtue of Section 4/1 of the Securities and Exchange Act B.E. 2535 (1992) , as amended by the Securities and Exchange Act (No. 6) B.E. 2562 (2019 ), and Section 14 of the Securities and Exchange Act (No. 4
By virtue of Section 3 and Section 9 of the Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “ regulatory
following regulations: Clause 1 This Notification shall come into force as from 16 November 2008. Clause 2 The following notifications shall be repealed: (1) Notification of the Securities and Exchange
Exchange Commission hereby issues guidelines for such consideration and procedures as follows: Clause 1. In this Notification; “Fund supervisor” means the mutual fund supervisor; “Mutual fund” means any