The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online

part to the sustained efforts of all parties involved. Over the year 2004, the Securities and Exchange Commission (SEC) worked with the Stock Exchange of Thailand (SET) and other public agencies as well

FROM THE CHAIRMAN (Suchart Jaovisidha) Chairman SCE_Eng_p.1-16 10/29/04, 1:05 AM4 5 In 2003, the bullish stock market was a good reflection of Thailandûs economic recovery with strong outlook and

Investment Alternatives for Investors ■ Promotion of New Types of Mutual Funds as Additional Vehicle for Investments ■ Revision of the Regulations Governing the Public Offering of Securities to Facilitate the

products, e.g., transferable custody receipts (TCR), derivatives funds, and stock options, etc.; ë To accommodate provision of product alternatives for investors with higher risk profiles; ë To encourage

. Accordingly, customers repatriating their funds before such time would be entitled for only a two-third refund for the amount. The 30 percent reserve requirement had a severe impact on the stock market; the SET

undertaking as well as to protect investors? best interest.?The four key areas are:?1. Provisions on Stock Exchange: The proposed revisions include (1) granting the power to approve the rules on securities

for funds they manage Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits

results Sort by: Relevance Date (Newest) Date (Oldest) 19104717.pdf and corporate customers. PASSET’s mutual fund AUM as of 30 September 2019 was Baht 68,562 million with total 35 funds under management

Date (Newest) Date (Oldest) 19104717.pdf and corporate customers. PASSET’s mutual fund AUM as of 30 September 2019 was Baht 68,562 million with total 35 funds under management consisting of 32 mutual