course of business to the public whether directly or indirectly concerning the value of securities or the suitability of investing in those securities or the purchase or sale of any securities in
. "investment advisory service" means giving advice in the normal course of business to the public whether directly or indirectly concerning the value of securities or the suitability of investing in those
shall be repealed and replaced with the following provision: “Section 5. The SEC shall have the following powers and duties under this Royal Enactment. (1) to formulate policies concerning securitization
giving opinion to the SEC concerning the internal control system; (2) reviewing the financial https://www.sec.or.th/EN/DOCUMENTS/ACTANDROYALENACTMENT/ACT/ACT-SEA1992-AMENDED.PDF < 1 ... >> > < 1
Emergency decree. (1) to formulate policies concerning securitization; (2) to supervise the special purpose juristic persons to ensure their compliance with this Emergency Decree; Amended by the Act Amending
decree. [3: Amended by the Act Amending the Special Purpose Juristic Persons for Securitization Act B.E. 2540 B.E. 2558 ] (1) to formulate policies concerning securitization; (2) to supervise the special
ordinary course of business, gives advice to others, or holds himself out to the general public as being ready to give advice to others, whether directly or indirectly, concerning derivatives or 3
ordinary course of business, gives advice to others, or holds himself out to the general public as being ready to give advice to others, whether directly or indirectly, concerning derivatives or 3
in a governmental agency, the SEC Office, the Stock Exchange, the over-the-counter center or the Derivatives Exchange, who is in the position or the condition that can access inside information through
fairness in the trading of securities; (3 ) rules concerning the admission of members which are fair, rules for members to comply with in the trading of securities, and supervisory measures and enforcement