years, Chiang Mai has had 2 approved companies proving the sale of their stock to the public: Initial Public Offering (IPO), with a total of fund-raising value for over 900 million Thai baht. This
opportunities for professional newcomers and the securities analysis business, and support the sustainable growth of the Thai capital market as a whole.SET President Pakorn Peetathawatchai emphasized SET's vital
The SEC Strategic Plan 2024–2026 prioritizes the strengthening of Thai capital market trust and highlighting the critical significance of investor confidence in cultivating a robust capital market
those failing to comply with the law may be imposed with legal action.” On 2 July 2021, the SEC filed a criminal complaint against Binance,* a foreign digital asset business operator, for providing
, especially those products for which the investment consultants receive high sales commissions or want to boost sales volume. Moreover, there was a lack of persons to monitor their investment after the
received or should have been received, reimbursement of investigative expenses incurred by the SEC, suspension of trading in securities or derivatives contracts, and bar from serving as a director or
barred from serving as a director or executive in a securities issuing company or a securities company for 12 months; (3) Pilailpit shall pay a civil penalty, and a reimbursement of the investigative
crucial and indispensable aspect is the collaboration from all sectors in propelling the Thai capital market as a driver of economic development, addressing the national needs efficiently and effectively
investigation, Sakkarin was found to have acted in the following manners: (1) Soliciting a client to buy shares on the NP/SP List for the purpose of averaging out the cost of shares in the client's portfolio
SEC Secretary-General Pornanong Budsaratragoon said: “The Thai capital market has developed in line with the global emphasis on climate change initiatives. The Thai version of the TCFD