The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management

Rules on Exemption of Trust Certificates Issued by Private Equity Trust from the Provisions regarding Offering for Sale of Securities to Public

Form for Draft Prospectus (No. 6)

Guidelines for Establishment of Information Technology Systems

Re: Criteria, Conditions, and Procedure for Application for Waivers for Making Tender Offers for All Securities of Businesses with Objective of Assisting Business Rehabilitation (No. 2)

Re: Criteria, Conditions, and Procedure for Application for Waivers for Making Tender Offers for All Securities of Businesses with Objective of Assisting Business Rehabilitation

Re: Application Form for Permission for Offer for Sale of Newly Issued Debt Securities and Reporting (No.2)

Forms for Financial Statements of Securities Companies

Practical Guidelines for Business Continuity Management

Rules Conditions and Procedures for Management of Funds (No. 2)