/2022 and 24/02/2023 - a bar from serving as a director or executive in a digital token http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 08/02
derivatives on the exchange and OTC - a bar from serving as a director or executive in an issuer or a securities/derivatives business operator Disapprove to enforce civil sanctions Factors considered in the
former Chief Executive Officer. Therefore http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 16/10/2017 misconduct above is deemed an execution of
Executive Officer who is responsible for the operation of Siamese Asset Public Company Limited (“SA”), shall be liable for SA offer for sale http://market.sec.or.th/public/idisc/en/Enforce
Thongkam, chief executive officer for the operation of AQ Estate Public Company Limited (“AQ”), shall be liable for AQ’s failure to prepare and submit the reviewed http://market.sec.or.th/public/idisc/en
การเงิน การใช้หรือยินยอมให้บุคคลอื่นใช้ บัญชีหลักทรัพย์หรือบัญชีเงินฝาก การทุจริตของผู้บริหาร การปั่นหุ้น การใช้ข้อมูลภายใน และการ ประกอบธุรกิจหลักทรัพย์ โดยไม่ได้รับอนุญาต เป็นอ านาจของคณะกรรมการเปรียบ
Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in http://market.sec.or.th/public/idisc/en/Enforce Settlement
management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 20/2022 Dated 07/12/2022 Satang