SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
dispute for which each claimant seeks compensation not exceeding one million baht, and (3) In case of the dispute arising from the providing of securities business services, or the failure to comply with
B.E. 2530 (1987) to be in line with the International Organization of Securities Commissions (IOSCO)?s principles, and to promote active engagement of market participants regarding securities business
Early this year, SEC held public hearings to obtain views on establishing rules that require companies issuing IPOs to disclose information related with the offering for sale of their securities
- 20 of 4,577 results Sort by: Relevance Date (Newest) Date (Oldest) Investor Alert : Facebook page ชื่อ Digital stocks Facebook page ชื่อ Digital stocks : Unlicensed securities and derivatives business
จัดการลงทุน (Accrued fees and service income from asset management business) (รายการนี้ใช้เฉพาะกับบริษัทหลักทรัพย์จัดการกองทุน https://capital.sec.or.th/webapp/phs/upload/phs1521192770hearing_07_2561_03
digital asset exchange https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9017 ก.ล.ต. เปิดเผยผลการจัดงาน The 1st SEC Thailand International Digital Asset Webinar ตามที่สำนักงานคณะกรรมการกำกับหลักทรัพย์