Technology Security of Securities Company dated 3 August 2009 shall be repealed. Clause 2 This Notification shall come into force as from 1 September 2017. Notified this 12th day of September 2016. (Mr. Rapee

September 2007. Notified this 20th day of August 2007. - Signature - (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission

. KorThor. 9/2550 Re: Call for and Deposit of Margins for Derivatives Trading in Derivatives Exchange (No. 2) dated 24 August 2007, the Office of the Securities and Exchange Commission hereby issues the

UNOFFICIAL TRANSLATION (SEC logo and contact information) 8 August 2014 To Managers Securities companies Asset management companies Derivatives intermediaries No. Kor Lor Tor. Kor Thor. (Wor) 23/2557

Instruments dated 26 September 2000 and Clause 25/1 of the Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and

Companies dated 18 May 1992 shall mean the reference to this Notification. Clause 4 This Notification shall come into force from 1 September 2009. Notified this 3rd day of August 2009. (Mr. Vijit Supinit

September 2009. Notified this 3rd day of August 2009. -Signature- (Vijit Supinit) Chairman Securities and Exchange Commission _____ _____ Remark : The rationale for issuing this Notification: As the

Section 64Ngor. The Notification of the Securities and Exchange Commission No. KorThor/Nor/Yor/Khor. 43/2547, Re: Determination of Fees for the Operation of Licensed Businesses (No. 3), dated 24 August 2004

for License and Granting of License to Provide Services as Securities Registrar (No. 5) dated 6 August 2015 (effective on 1 September 2015). ( Amended by the Notification of the Securities and Exchange

(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference