, derivatives exchange, derivatives clearing house, regulatory association of derivatives business operators and prevention of unfair derivatives trading practices. Such power and duty shall include: (1) the
, derivatives exchange, derivatives clearing house, regulatory association of derivatives business operators and prevention of unfair derivatives trading practices. Such power and duty shall include: (1) the
clearing house, derivatives regulatory association or any other companies which are under the supervision of the SEC, the Capital Market Supervisory Board or the SEC Office. In case where any person having
business, derivatives business, derivatives trading center, derivatives clearing house, derivatives regulatory association or any other companies which are under the supervision of the SEC, the Capital
subjected to an official review by the SEC Office. The SEC Office, accordingly, cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising out of or in connection
) other assets as prescribed by the registrar’s notifications. Section 8. In connection with the application for registration of a fund, if the requirements of Section 6 have been properly and fully
procedures prescribed by the registrar’s notifications; (7) other assets as prescribed by the registrar’s notifications. Section 8. In connection with the application for registration of a fund, if the
types of securities to be issued in connection with securitization; (4) to issue notifications to implement this Royal Enactment; 3 (5) to determine fees for handling certain matters in accordance with
issued in connection with securitization; (4) to issue notifications to implement this Emergency Decree; (5) to determine fees for handling certain matters in accordance with this Emergency decree; (6) to
from any fees which, no matter what law in which they are stipulated, are levied in connection with the transfer of the assets or the transfer of the security for the assets. Section 18. The transfer of