. [ Goal 1 ]25 . . . . . . . . Empower Investors 2 Apart from being equipped with the necessary knowledge of investment for investors to effectively defend and protect their rights, it is necessary to ensure
Statement of Intent (2017) 1. Objective This Statement of Intent sets forth the intentions and commitments of the Securities and Exchange Commission (SEC) to effectively respond to the needs of the
SEC Search Search From : Home > Search > Search Results search: Public Information System Derivative Warrant Prospectus ( 1,179 ) Equity Prospectus ( 791 ) Form 59-1 / 59/2 ( 725 ) Form 246-2
53 2 1 1 2 3 4 5 6 Executive Officers 1. Mr. Vasant Thienhom Senior Assistant Secretary-General 2. Mr. Saengsiri Sirisansneeyawongse Director, Finance and Administration Department 3. Mrs. Duangjai
performance that was 818.2 billion bath in net loss in the period from 1998 to 2000 to over 1 trillion baht in total net profit from 2001 to 2004. Thailand’s capital market has clearly regained strength and is
2/3 12/12 11/12 12/12 10/12 9/12 10/12 12/12 Holding office until 28/2/07 Holding office from 7/3/07 Holding office until 30/9/07 Holding office from 1/10/07 SEC Board Members Total Attendance/No. of
Asian corporate governance landscape, in great measure due to the continued operation of the Asian Roundtable. Moreover, the OECD Principles were themselves revised in 2004 1 to take into account, inter
undertaking as well as to protect investors? best interest.?The four key areas are:?1. Provisions on Stock Exchange: The proposed revisions include (1) granting the power to approve the rules on securities
possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the