-up capital of 500 million baht for undertaking the following businesses ? brokerage, dealing and underwriting of securities, investment advisory, mutual fund/private fund management, securities

SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in

. The amendments would promote growth of fund sizes and sufficient retirement savings.SEC Secretary-General Rapee Sucharitakul said: ?The SEC?s primary role is to promote sustainable growth of our capital

Transactions in the Capital Market Act B.E. 2550 (2007), Royal Enactment on Special Purpose Juristic Persons for Securitisation B.E. 2540 (1997), and Provident Fund Act B.E. 2530 (1987). The SEC strongly

Reports - IPO ( 13 ) 246-2 ( 10 ) Tender Offer Documents ( 9 ) การบังคับใช้กฏหมาย ( 5 ) Infrastructure Fund Prospectus ( 4 ) Investor Alert ( 4 ) Mutual Fund Prospectus ( 3 ) Form 56-1 : Annual Registration

direction and framework for the operations of the SEC upon the 4 strategic goals : Goal 1 : Develop the Thai capital market as an important alternative for fund mobilization and investment. Goal 2 : Promote

Fund Approval and Management System (“OFAM”). In addition, the amendment would expand channels for announcement of dividend payment such as websites of asset management companies.    The paperless

footprints and impacts on climate change and enhance competitiveness of the Thai capital market through business sustainability. The SEC is proposing to amend the regulation on filing the application for

SECûs operation is based on four strategic goals stated in the 2001-2003 strategic plan as follows: Goal 1: Develop the Thai capital market as an important alternative for fund mobilization and investment

Corporate Finance 33 Broker-Dealer 36 Asset Management 43 Investment Adviser 48 Enforcement 53 Market 57 International Cooperation 60 Corporate Affairs Appendices 63 Capital Market Performance 2002-2004 69