Board's and the SEC's operation to ensure transparency, efficiency and integrity of the organization. 14 C o r p o r a t e R e v i e w 2. Corporate Governance Implementation The SEC's corporate governance
Statistical Highlights Audit Committee Statement Report on Internal Control over Financial Statements Financial Statements Appellate Committee Arbitrators Sub-committees 2 3 4 6 8 11 21 27 30 34 41 50 58 70 76
trading and clearing and settlement of listed securities to the Securities and Exchange Commission, to be in line with international standards, (2) restructuring the SET Board of Governors structure to
and work systems to ensure orderliness, fairness, efficiency and reliability of market activities, and support appropriate fundraising, investment and securities trading to promote continuing growth of
and work systems to ensure orderliness, fairness, efficiency and reliability of market activities, and support appropriate fundraising, investment and securities trading to promote continuing growth of
ทางการเงิน ความเส่ียง แผนงาน และ งบประมาณ เป็นต้น (2) การติดตามและดูแลให้ฝ่ายจัดการดำาเนินงานตามนโยบาย และแผนท่ีกำาหนดไว้อย่างมีประสิทธิภาพและประสิทธิผล (3) การควบคุมภายในและการบริหารความเส่ียง รวมท้ัง
believes that this Statement of Intent will aid the public and all capital market stakeholders to understand the SEC’s role and operations, and promote confident participants of the capital market. 2. Vision
Annual Report 2001 A N N U A L R E P O R T 2 0 0 1 S E C U R IT IE S A N D E X C H A N G E C O M M IS S IO N & O F F IC E O F T H E S E C U R IT IE S A N D E X C H A N G E C O M M IS S IO N , T H A
2003, the development priorities were to (1) strengthen the secondary marketûs efficiency, (2) create a variety of financial products that respond to fund mobilization demands, (3) expand investor base
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