Company Limited has paid the fine. The case is regarded as settle. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2016

November2017 and Miss Ornprapat Junsakha has paid the fine. The case is regarded as settle. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2016

2017 and Miss Kanyakorn Supakarnkachareon has paid the fine. The case is regarded as settle. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2016

period. The Criminal Court sentenced the accused to pay a fine of Baht 632,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 286,000. SEC Act S.56 and

audited financial statements for the year 2012, the Court sentenced the accused to pay a fine of 20,000 Baht and a further fine of 200 Baht each day during which the contravention continued (174 days

penalty prescribed for each offence as follows: (1) For a count of failure to submit the audited financial statements for the year 2012, the Court sentenced the accused to pay a fine of 20,000 Baht and a

August 8, 2013, the Bangkok South Criminal Court sentenced the accused to pay a fine of Baht 91,800. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 45,900

August 8, 2013, the Bangkok South Criminal Court sentenced the accused to pay a fine of Baht 73,400. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 36,700

of exchange of a company for private funds which did not analyze the ability to pay debt and did not ask for the consent of the client. SEC Act S.133 paragraph 2 Settlement Committee Meeting No. 3

December 24, 2014, the Criminal Court sentenced the accused to pay a fine of Baht 364,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 182,000 and a