Securities and Exchange Commission No. OrThor. 7/2549 Re: Guidelines and Conditions for Securities Company Relating to the Using of Back Office Service from Service Provider Whereas the securities company may
the Office of the Securities and Exchange Commission No. OrThor. 7/2549 Re: Guidelines and Conditions for Securities Company Relating to the Using of Back Office Service from Service Provider Whereas
ในฐานะผู้น าที่รับผิดชอบองคก์ร จึงมีบทบาทความรับผิดชอบในการดูแลกลไกเหล่านี้ ให้เอื้อต่อการสร้าง คุณค่าให้กจิการได้อย่างยัง่ยืนดว้ย หลักการบริหารกิจการทีด่ีนี้ เป็นหลักปฏิบัติที่เน้นการเสริมสร้างหน้าที่
Exchange Commission No. SorThor. 20/2549 Re: Rules for Derivatives Broker on Using of Derivatives Investor Contact Service and Back Office Service from Service Provider By virtue of Clause 27/1 of the
the Office of the Securities and Exchange Commission No. SorThor. 20/2549 Re: Rules for Derivatives Broker on Using of Derivatives Investor Contact Service and Back Office Service from Service Provider
to ensure efficient control and supervision of the service provider’s operation and management of the risks associated with the outsource; 4 (6) consider the selection of a service provider with care
to ensure efficient control and supervision of the service provider’s operation and management of the risks associated with the outsource; 4 (6) consider the selection of a service provider with care
the control and proper operation of the business. Division 3 Compulsory Conditions Clause 14 An intermediary shall notify the details on the scope of function outsourced to a service provider under
the control and proper operation of the business. Division 3 Compulsory Conditions Clause 14 An intermediary shall notify the details on the scope of function outsourced to a service provider under
determine a measure for selection and consideration a suitability of provider, including control and inspect the compliance of the provider strictly in order to assure that the provider is able to comply with