แล้ว แต่บริษัทหลักทรัพย์ไม่แก้ไขหรือไม่สามารถแก้ไขได้ - บริษัทหลักทรัพย์มีฐานะหรือการดำเนินงานอันอาจเป็นเหตุให้เกิดความเสียหายแก่ประโยชน์ของประชาชน และสำนักงาน ก.ล.ต. ได้ดำเนินการตามขั้นตอนตามกฎหมายจนถึง
proceeds thereform to invest in, or procure for profit from holding in, securities, derivative, or any other properties, or invest in or procure for profit by other means.” * Readers should be aware that
management of the private fund without giving prior notice; (4) making a representation to the person authorizing the management of the private fund that there will be a profit or return at a certain rate or
the management of investments under a mutual fund project by issuing investment units of each project for sale to the public and bringing proceeds thereform to invest in, or procure for profit from
thereform to invest in, or procure for profit from holding in, securities, derivative, or any other properties, or invest in or procure for profit by other means. "private fund management"2 means the
, for profit and has been licensed or registered under this Act, excluding those derivatives fund managers with the characteristics as specified in the notification of the SEC. “derivatives exchange
, for profit and has been licensed or registered under this Act, excluding those derivatives fund managers with the characteristics as specified in the notification of the SEC. “derivatives exchange