Thai IntermediariesRegulations-law-derivatives การใช้คุกกี้ ก.ล.ต. ใช้คุกกี้จำเป็นเพื่อการทำงานของเว็บไซต์ และอาจใช้คุกกี้ชนิดจดจำ
Derivatives Business 1. Securities brokerage 1. Derivatives brokerage 2. Securities dealing 2. Derivatives dealing 3. Investment advisory service 3. Derivatives advisory service 4
Data > Intermediaries > List of Securities Businesses / Derivatives Businesses MarketData SHARE : Detail Content List of Securities Businesses
Representative of Private Fund Provident Funds Management Companies / Custodians / NAV Verifier / Auditors / Fund Administrators Derivatives Funds Derivatives Fund Managers Marketing Representative of
and Regulations Related forms Secondary Markets Secondary markets or markets for trading of securities and derivatives mean acting as a market or trading center, which in brief means a place where
Appointment of Agents to Facilitate Passing on of Orders for Trading of Securities or Derivatives The Notification of the Office of the Securities and Exchange Commission No. SorThor. 1/2561 Re: Rules in
Data > Intermediaries Market Data SHARE : Detail Content Intermediaries List of Securities Businesses / Derivatives Businesses Asset Management Businesses Credit Rating Businesses
○ Investment Powers and Restrictions ○ NAV calculation ○ Advertising ○ Disclosure ○ Private Fund Selling Representative ○ Notifications of Investment Management Companies • Derivatives Fund