Mr. Prayut Anantasidtikul During July 15, 2004 - February 9, 2005, Mr. Prayut Anantasidtikul aided and abetted Miss Kanokwan Tippayathoadtana in manipulating the share price of Watana Tannery Group

Company Limited has paid the fine. The case is regarded as settle. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2016

November2017 and Miss Ornprapat Junsakha has paid the fine. The case is regarded as settle. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2016

2017 and Miss Kanyakorn Supakarnkachareon has paid the fine. The case is regarded as settle. SEC Act S.33 Criminal Complaint Filed with an Inquiry Official Dated 06/09/2016

period. The Criminal Court sentenced the accused to pay a fine of Baht 632,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 286,000. SEC Act S.56 and

audited financial statements for the year 2012, the Court sentenced the accused to pay a fine of 20,000 Baht and a further fine of 200 Baht each day during which the contravention continued (174 days

penalty prescribed for each offence as follows: (1) For a count of failure to submit the audited financial statements for the year 2012, the Court sentenced the accused to pay a fine of 20,000 Baht and a

August 8, 2013, the Bangkok South Criminal Court sentenced the accused to pay a fine of Baht 91,800. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 45,900

August 8, 2013, the Bangkok South Criminal Court sentenced the accused to pay a fine of Baht 73,400. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 36,700

of exchange of a company for private funds which did not analyze the ability to pay debt and did not ask for the consent of the client. SEC Act S.133 paragraph 2 Settlement Committee Meeting No. 3