matter (collectively, the “Interested Directors”). As a result, such Interested Directors did not attend the meeting nor cast votes on such agenda item. 8. Opinion of the Board of Directors on the entering
as interested directors with respect to this matter (collectively, the “Interested Directors”). As a result, such Interested Directors did not attend the meeting nor cast votes on such agenda item. 8
to the work unit responsible for post-trade operation within a reasonable period of time in order for the securities company to acknowledge and be able to report the result of securities trading in
operation within a reasonable period of time in order for the securities company to acknowledge and be able to report the result of securities trading in accordance with the relevant rules and for the work
cooperate with the SEC Office for the result of compliance with such rules; (3) prohibiting the representative from appointing a sub-representative; **(4) stipulating that the representative must cooperate
compliance with the rules of selling or redeeming investment units or client solicitation, and to cooperate with the SEC Office for the result of compliance with such rules; (3) prohibiting the representative
approval for acting as a mutual fund manager or a private fund manager revoked; (12) Having been dismissed, discharged or terminated from employment as a result of any dishonest act; (13) Being or having
manager revoked; (12) Having been dismissed, discharged or terminated from employment as a result of any dishonest act; (13) Being or having been an executive involved in causing damage or held jointly