International Organization of Securities Commission (IOSCO) ในเรื่องที่เกี่ยวกับ Objectives and Principles of Securities Regulation ในระดับที่ไม่ต่ำกว่า Broadly Implemented หรือเทียบเท่า (2) เคยผ่าน
และตลาดซื้อขายหลักทรัพย์ ที่เป็นสมาชิกสามัญของ International Organizations of Securities Commission (IOSCO) หรือตลาดซื้อขายหลักทรัพย์เป็นสมาชิกของ World Federations of Exchange (WFE) โดยหากบริษัทหลัก
in Appendices of the Handbook for CIS Operators of ASEAN CISs. Please print this checklist and include it as part of the package of this form ASEAN CIS Application Form To: Secretary-General Securities
Application Form To: Secretary-General Securities and Exchange Commission, Thailand Re: Application to offer ASEAN CIS publicly in Thailand I/We _________________________________________________ as an operator
) Equity Prospectus ( 206 ) Enforcement ( 171 ) Debenture Prospectus ( 169 ) 246-2 ( 152 ) Form 246-2 : Reports on Acquisition or Disposition of Securities ( 105 ) LegalHub ( 90 ) Finanacial Statements ( 60
asset business operator’s advertisement relevant details to the SEC for approval (Clause 34/5 of the Notification of the Securities and Exchange Commission No. Kor Thor. 19/2561 Re: Rules, Conditions and
organizations, e.g., the Association of Asset Management Companies, the Government Pension Fund, the Stock Exchange of Thailand, the Association of Thai Securities Companies, the Investment https://www.sec.or.th
defining the terms, “executive” and “business in the group” under the Digital Asset Businesses Law and the Securities Law Bangkok, 2 April 2020 – SEC is seeking public comments on the proposed regulations