permissible rate of 15 percent. The majority of PVDs invest as much as 85 percent of the total investment money in debt securities and bank deposits. Such low-risk, low-return pattern results in slow fund
Thailand Taxonomy Board comprises 13 agencies as follows:1. Bank of Thailand (BOT)2. Securities and Exchange Commission (SEC)3. Office of Natural Resources and Environmental Policy and Planning (ONEP)4
violating Sections 307, 308, 311 in conjunction with Section 313, and Section 312(2)(3) of the Securities and Exchange Act B.E. 2535 (1992) (SEA). He was sentenced to serve 8-year imprisonment for corporate
implementation 5) Evaluation of board performance,? said Dr. Bandid. Mr. Rapee Sucharitakul, Secretary-General of the Securities and Exchange Commission, Thailand (SEC) said, ?The SEC has taken active roles in
. เดวิด เจอร์ราลด์ ประธานเจ้าหน้าที่บริหาร และผู้ก่อตั้งสมาคมนักลงทุนหลักทรัพย์แห่งสิงคโปร์ (Securities Investors Association (Singapore): SIAS) กล่าวว่า "บริษัทจดทะเบียนจำเป็นต้องมีการปฏิบัติตามหลักการ
understanding and acknowledgement.In any case, failure to comply with the SEC's order above is liable to violation or failure to comply with Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992)(SEA
of Section 243(1)(2) and Section 244 of the Securities and Exchange Act of 1992 (SEA) in conjunction with Section 83 and Section 86 of the Penal Code, and liable to the penalties under Section 296 of
as an attractive venue for local and regional fund mobilization by streamlining the securities offering and ongoing process which includes pre-fundraising screening, effective trading monitoring system
of 477 SET-listed companies and 108 mai-listed companies, excluding 65 non-listed securities companies, asset management companies and derivatives brokers which entered the assessment for the first
lead to offences comparable to those of the Securities and Exchange Act. For instance, dissemination or disclosure of false information, insider trading, front running, market manipulation. The same