debentures of CISSA company limited No. 1/2020 due 2025 with the issuer’s right of early redemption. Daol Securities (Thailand) Public Company Limited is the bondholders’ representative.     The e

-General.“Class action is another legal mechanism that can help with the redress and relief of those investors or shareholders having suffered from securities law infringements. So, this “Class Action

to facilitate cross-border investment in the ASEAN region. SEC has already put in place rules permitting securities brokers or investment advisors to promulgate research analysis. The promulgation

and Clause 4(3) of the Notification of the Securities and Exchange Commission No. Kor Jor 8/2553 Re: Determination of the Untrusthworthy Characteristics of Company Directors and Executives dated 23

? 23 July 2014 before the company disclosed the Q2 operating results via the SET. Assavin?s offence was in violation of Section 241 of the Securities and Exchange Act of 1992 (SEA) and liable to the

amendment of the Securities and Exchange Act which aims to raise the standard of mutual fund management in Thailand and offers investors for more protection. The amendment of the act has been passed by the

mislead other persons was in violation of Section 238 and liable to the penalties under Section 296 of the Securities and Exchange Act of 1992. He was imposed a criminal fine of 500,000 baht.

in violation of Section 246 and Section 247 of the Securities and Exchange Act of 1992, in conjunction with Section 83 of the Penal Code. The three offenders refused to enter the criminal fining

violation of Section 243 (2) and liable to the penalties under Section 296 of the Securities and Exchange Act of 1992, i.e., imprisonment for a term not exceeding two years or a fine not exceeding twice the

with the International Organization of Securities Commissions (IOSCO) standards and FSAP. Reexamining these regulations would help to further credibility of the Thai capital market and to build up