30 คน โดยมี H.E. Mr. Sok Dara, Deputy Director General, Securities and Exchange Commission of Cambodia (SECC) เป็นประธานกล่าวต้อนรับ และนางสิริวิภา สุพรรณธเนศ รองเลขาธิการ ก.ล.ต. กล่าวเปิดการอบรม
รักษ์ ผู้ช่วยผู้อำนวยการฝ่ายยุทธศาสตร์และการต่างประเทศ เข้าร่วมการประชุมหน่วยงานกำกับดูแลตลาดทุนในภูมิภาคเอเชีย-แปซิฟิก (Asia-Pacific Regional Committee: APRC) ของ International Organization of Securities
. --------------------------------------* Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities
Following an inspection report from SCB, which is licensed to operate securities business as a Limited Broker Dealer and Underwriter (LBDU) of investment units, SEC conducted a further inquiry and
to: 1. Sustainable finance, presented by the Securities and Futures Commission, Hong Kong (SFC Hong Kong). The SEC Secretary-General supports the proposal of SFC Hong Kong in the development of
SEC Secretary-General Ruenvadee Suwanmongkol has announced that the SEC Board, at its monthly meeting held on 11th December, approved the granting of securities depository center regulatory
commitees, securities analysts and investors.?We expect that this latest collaboration with the FAP will provide more knowledge and understanding of the new auditor?s report criteria and encourage auditors
debentures of CISSA company limited No. 1/2020 due 2025 with the issuer’s right of early redemption. Daol Securities (Thailand) Public Company Limited is the bondholders’ representative. The e
-General.“Class action is another legal mechanism that can help with the redress and relief of those investors or shareholders having suffered from securities law infringements. So, this “Class Action
to facilitate cross-border investment in the ASEAN region. SEC has already put in place rules permitting securities brokers or investment advisors to promulgate research analysis. The promulgation