well as high net worth individuals under Private Wealth Management. For high net worth clients, other wealth management products are provided such 13 as local and foreign mutual funds and structured
Provisions ________________________ Clause 10 In cases where an intermediary is required to make an agreement with a client before providing services, whether in the form of an application to open a trading
General Provisions ________________________ Clause 10 In cases where an intermediary is required to make an agreement with a client before providing services, whether in the form of an application to open a
an investment unit of a mutual fund, certificate of trust having characteristics similar to a mutual fund or other securities prescribed by the Securities and Exchange Commission as the securities with
clients through a member of SET (4) brokerage, dealing or underwriting of debt securities and sukuk. “SET” means the Stock Exchange of Thailand; “unit” means an investment unit of a mutual fund, certificate
192 million, an increase of 18 percent compared to the second quarter of the previous year, mainly due to an increase in mutual fund management fees and private fund management fees from funds managed
representative or the mutual fund supervisor fails to act in compliance with his or her power and duties; - Purchasing securities from a person who filed a false registration statement and prospectus or purchasing
25 ลบ. ให้บริการ Mutual Fund (MF) Private Fund (PF) Derivative Fund Manager (DF) ต่อผู้ลงทุนทั่วไป 25 ลบ ให้บริการ Mutual Fund (MF) Private Fund (PF) Derivative Fund Manager (DF) เฉพาะผู้ลงทุนสถาบัน
among target populations, both in Bangkok and provincial areas, via appropriate channels, to support measures for long-term investment through provident funds and mutual funds, including developing