Annual Report 2009 1 Annual Report 20092 Over the past year, the Thai economy experienced a recession for the first time since the Asian economic crisis in 1997. The first quarter saw a 7.1 percent contraction as a result of sluggish export in the midst of global financial crisis, diminishing demand of domestic private sector, and lack of confidence in economic and political directions. All these factors played out against a backdrop of weakening economies of our trade partners worldwide, which...
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...
to securities laws prior to court filings to strengthen legal enforcement and revise provisions on composition of offences related to unfair activities in securities trading to ensure clarity and
)† Securities business 12 109,759 17 175,868 18 184,070 Asset management business 6 52,974 7 41,383 16 113,202 Unfair securities trading activities 7 2,767,283 24 3,208,750 5 68,069 Securities acquisition for
other countries in the manner of price-dumping and unfair trade and finally will lead to the enforcement of Anti-Dumping or Safeguard measures. The world steel production capacity utilization ratio of the
in general or may lead to an unfair treatment of the investors in general, or the investors may not obtain correct or sufficient information to support their investment decision-making. Clause 26 The
resolution of the shareholders meeting to amend the Articles of Association regarding the rights to vote and to receive dividend payment, which is unfair in the view of such shareholder; (2) The Company may
a shareholder who votes against such resolution of the shareholders meeting to amend the Articles of Association regarding the rights to vote and to receive dividend payment, which is unfair in the
) the offer for sale of securities may cause damage to the investors or may lead to the unfair treatment of the investors, or the investors may not obtain correct or sufficient information to support
. 2535 (1992); (d) an offence regarding unfair practices in trading securities or derivatives; (5) being named in any criminal complaint filed by a regulatory body of financial institutions, regardless of