. Furthermore, the scope of the law was broadened, such as, placing offences against tippees acting on insider information and toughening penalties for those committing unfair practices. Apart from laws and
)† Securities business 12 109,759 17 175,868 18 184,070 Asset management business 6 52,974 7 41,383 16 113,202 Unfair securities trading activities 7 2,767,283 24 3,208,750 5 68,069 Securities acquisition for
other countries in the manner of price-dumping and unfair trade and finally will lead to the enforcement of Anti-Dumping or Safeguard measures. The world steel production capacity utilization ratio of the
in general or may lead to an unfair treatment of the investors in general, or the investors may not obtain correct or sufficient information to support their investment decision-making. Clause 26 The
resolution of the shareholders meeting to amend the Articles of Association regarding the rights to vote and to receive dividend payment, which is unfair in the view of such shareholder; (2) The Company may
a shareholder who votes against such resolution of the shareholders meeting to amend the Articles of Association regarding the rights to vote and to receive dividend payment, which is unfair in the
) the offer for sale of securities may cause damage to the investors or may lead to the unfair treatment of the investors, or the investors may not obtain correct or sufficient information to support
. 2535 (1992); (d) an offence regarding unfair practices in trading securities or derivatives; (5) being named in any criminal complaint filed by a regulatory body of financial institutions, regardless of
other directors liable for the damage the transaction caused to Buyer? Ans. Liable if unfair or prejudicial - พ.ร.บ. บริษัทมหาชนฯ มาตรา 85 และมาตรา 91(3) - พ.ร.บ. หลักทรัพยฯ์ มาตรา 89/7 มาตรา 89/8 มาตรา
to receive financial incentives in order to favor the interest of one client [or group of clients ] over the interest of another client [or another group of clients ] in the manner of unfair treatment