type of the risky or complex capital market products for the first time, an intermediary shall examine the client’s investment knowledge in order to assess suitability before investing in or entering
, it should assess related affect and record such alteration up to date, including communicate to the concerned person for acknowledgement. [M] · It should install software as necessary for operation and
for the necessary case only. [M] 6. Configuration management o Prior to configure the system and computer device, it should assess related affect and record such alteration up to date, including
appraiser approved by the SEC Office; (b) in case of investment in a foreign real estate, being a person on the list of persons eligible to appraise the real estate as provided by an authority or the
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
proposed position and shall be sufficient for the Selection Committee to consider nomination of such experts. The rules under the first paragraph shall be approved by the Minister and shall continue to be in
debt will continue to be a drag on household spending. However, public policy continuity, including the implementation of infrastructure projects such as the Eastern Economic Corridor (EEC), will support
Company will likely continue recognizing revenues from such projects. 9. Conditions on the entering into of the transaction None. 10. Opinions of the Board of Directors on the entering into of the
as enhance its competitiveness. 8.3 After the completion of the projects, the Company will likely continue recognizing revenues from such projects. 9. Conditions on the entering into of the transaction
steam to companies in PTT group. While in 2018, the current customers of CUP will continue to purchase electricity and steam from CUP1 and CUP 3 and the existing production capacity is sufficient. Hence