Business Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process CG Thailand Public Hearing Laws/Regulations Search
policy must be implemented and demonstrated. In essence, the board of directors has the duty to protect the interest of both the company and the shareholders, not take an unfair advantage by abusing their
policy must be implemented and demonstrated. In essence, the board of directors has the duty to protect the interest of both the company and the shareholders, not take an unfair advantage by abusing their
should also strike a balance between an attractive and reasonable incentive industry-wide for effective work delivery and the prevention of an unfair advantage over shareholders. In any case, the board
, market discipline, and self-discipline. Regulatory Discipline This is driven by the public sector through an issuance of rules and regulations. The objectives are to maintain fairness, prevent unfair
and executives (Section 317/1(2)(3)) - Whistle blower (Section 89/2, 89/25) Prevention of Unfair Securities Trading Practices (Section 238 - 244/7) - Penal provision for unfair securities trading
Monitor inappropriate or unfair actions ë Monitor and update a database of qualified executives ë Handle complaints against malpractice and breach of specified rules and regulations ë Approve rules and
, the acquisition of securities for business takeovers, and the prevention of unfair securities trading practices. Mission and Objectives The SEC sets out its mission to “Develop and Supervise the Thai
, issue or offer of securities for sale to the public, acquisition of securities for business takeovers, and prevention of unfair securities trading practices. Such power shall include: (1) the issuance of
related businesses, organizations related to securities business, issue or offer of securities for sale to the public, acquisition of securities for business takeovers, and prevention of unfair securities