on prevention of conflicts of interest (“COI”) in managing a mutual fund as well as to monitor and oversee acts that may cause COI, unfair characteristic or cause unitholders to lose the interest that
shareholders’ interest. It is also their role to support any policy that would benefit shareholders and to object any unfair decision to be made by the company. More information on the duties and
interests is a long and complex one. Indeed, some have suggested that it is too complex and confusing. This section is a brief high level attempt to provide insight into that complexity. In a broader sense
foreign country, there shall be consideration on change or uncertainty regarding economic, political, social and legal issues of the foreign country as well as the complexity in business continuity
, there shall be consideration on change or uncertainty regarding economic, political, social and legal issues of the foreign country as well as the complexity in business continuity management of the
information Symbols or statements shall be specified at the top of the first page of the factsheet in the following cases: 17.1 In case of a mutual fund with high risks or complexity in accordance with the
at the top of the first page of the factsheet in the following cases: 17.1 In case of a mutual fund with high risks or complexity in accordance with the Notification Re: Rules in Detail on
นักงาน ก.ล.ต. Millisecond: (1/1,000) of a second Algorithmic Trading (AT) High Frequency Trading (HFT) Regulatory Framework Landscape ที่เปลี่ยนไปน ามาซึ่งความท้าทายในการก ากับดูแล 20 Complexity of trading
case of a mutual fund for investors that is a provident fund: “For provident funds” shall be specified. 18.3 In case of a mutual fund with high risks or complexity in accordance with the Notification Re