and digital asset license Quarter 2/2023 4 Number of securities companies 2022 Securities Company The information herein is provided for the public interest. The SEC Thailand collects data from the
that the Company provided for clients in mobile operator sector. In addition, gross profit from digital so- lutions was THB 13.42 million, increased by THB 7.77 million or +137.65% YoY. The gross profit
Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the
and submit the pooled fund data report on material information about each investment policy of a pooled fund in a dataset format via the E-Reporting System provided by the SEC. The submission period
expressed support for the proposed principles and amendments, and some also provided recommendations to enhance this proposal.In drafting the amendments of relevant regulations, the SEC has taken the
subsidiaries, strategic partners, etc. - In case of not allocating shares to retail investors, the reasons must be provided. On the other hand, if the shares will be allocated to retail investors, the
for Listed Companies” will be provided for all listed companies. In this regard, the working group approved the Faculty of Law, Chulalongkorn University, to prepare and design the structure of the
).Moreover, SEC is considering allowing asset management companies to organize meetings via electronic platforms, provided that there is a proper control system to ensure IT security for online meetings
without intermediaries, including links for checking definitions under the law on digital asset business operation.The next topic is “Knowing Us.” Under this topic, a checklist is provided for investors