can motivate listed companies to build their competitiveness particularly by conducting business with ESG focus. On the investor side, the Thai ESG Fund is a vehicle for building sufficient
individual investor. A combined amount sold to individual investors must be no more than four times of shareholders’ equity or no more than 70% of total amount offered. Digital asset exchanges, brokers and
any possible violations of law under supervision of other agencies are found, SEC will cooperate with the relevant agencies for further proceedings. ----------------------------- Note: MAS Investor
business operations, with a focus on investor protection. (3) Modifications and amendments to other related principles. For example, revision to the oversight of persons with the power of
amendments aim to ensure proper supervision of digital asset businesses and investor protection. Currently, there are no licensing regulation for digital asset custodial wallet providers in Thailand. Thus, a
sufficient information is still submitted to support oversight and investor protection. The new regulations have come into force since 16 May 2021. The SEC will issue further regulations to revise the report
be voidable unless regulated otherwise, etc.; (2) Conduct a Know-Your-Client (KYC) due diligence to verify the identity of the investor or the ultimate beneficiary, proceed in accordance with (1
SHARE : SEC amends regulations on custody of clients’ assets in digital asset businesses to enhance investor protection Wednesday 2 March 2022 | No. 32 / 2022 The Securities and Exchange Commission (SEC
SEC Search Search From : Home > Search > Search Results search: Sitemap Budget ( 17 ) Act and Royal Enactment ( 14 ) Strategic Plan ( 4 ) About SEC ( 3 ) Manual Select ( 3 ) investor ( 1 ) More
, increasing the amount of profits and equity for companies raising funds, investor warnings through various trading signals, as well as increasing stringency in the securities delisting, and reviewing rules and