Information _____________________________ Clause 30 An intermediary shall compile and assess a client’s information for the following purposes prior to providing services: (1) knowing the client; (2

the process of running automated tools against defined IP addresses or IP ranges to identify known vulnerabilities in the CS environment. A report is generated and IT team will assess and manage system

. Expenses of the Issue 1. Disclose the expenses to be paid in relation to the public offering to enable investors and others to assess how much of the offering proceeds will be available for the issuer

supporting staffs are required to work from home to ensure their health safety. Nevertheless, the Company has performed a stress test to analyze and assess the various effects that may occur in order to use

concerning the capital market products set out in item 3.2.1(1). 1 The product contains specific features that are complex and are likely to be difficult for investors to understand and to assess the product’s

cause serious impact or damages to the interest of the public at large, the SEC shall promptly report the facts and assess the potential impact or damages in respect of such act as well as analyse the

report the facts and assess the potential impact or damages in respect of such act as well as analyse the issues and propose the actions to be taken to the Minister. Section 12. The SEC shall have the

1 ( Translation ) Ref. NEP146-2017 October 25, 2017 Subject : Resolutions of the Board of Directors approving the capital decrease, the capital increase, the allotment of newly issued ordinary shares to investors in private placement, the acquisition of assets and convening the Extraordinary General Meeting of the Shareholders No. 1/2018 (Revise 3) To : President, The Stock Exchange of Thailand Attachment : 1. Capital Increase Report Form (F 53-4) 2. Information Memorandum in relation to the al...

ลักษณะที่ส ำคัญ ช่ือกองทุน (ภำษำไทย) : กองทุนเปิดธนชาต อีสทส์ปริง Global Green Energy ช่ือกองทุน (ภำษำอังกฤษ) : Thanachart Eastspring Global Green Energy Fund ช่ือย่อ : T-ES-GGREEN ประเภท : กองทุนรวมตราสารทุนต่างประเทศ ประเภทกองทุนรวมหน่วยลงทุน Feeder Fund อำยุโครงกำร : ไม่ก าหนด จ ำนวนเงินของโครงกำร : 12,000,000,000.00 บาท วันที่ได้รับอนุมัติให้จัดต้ังและจัดกำรกองทุนรวม : 14 สิงหาคม 2563 วันที่จดทะเบียนกองทุนรวม : 1 ธันวาคม 2563 ประเภทและนโยบำยกำรลงทุนของกองทุนรวม 1. ประเภทโครงกำร • กองทุนรวมตร...

(UNOFFICIAL TRANSLATION) Codified up to No. 10 As of 28 February 2020 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 3/2558 Re: Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are Not Traded on Foreign Exchange _______________ By virtue of Sections 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as...