out guidelines and put in place a variety of tools such as risk monitoring and management as well as preventive measures such as investor education to help address these issues. There is also a forum
September 5, 2023 with the aim at boosting the expansion of mutual fund investor base through the increase of investment knowledge and promoting mutual funds as an attractive savings option at the "Mutual
opinion on the improvement of the regulations in order that the revised regulations will be appropriate for actual use. In addition, SEC will coordinate with business operators to expand the investor
capital market. Meanwhile, there will be measures to upgrade investor protection in line with investment risks.Furthermore, there were discussions on how to cooperate, promote and support financial
investor by way of providing sufficient information for decision making and to reduce risks due to a high number of senior retail investors.Furthermore, the meeting also discussed important issues related
finance standards that regulators and the private sectors must prepare for? What to consider to best transition to sustainable finance? 4. Investor Resilience: Inclusive and rational investment in the
to further develop the capital market, find solutions to the problems so as to improve efficiency, and put in place investor protection mechanisms for investors’ confidence,” said Mr. Thawatchai
นิติบุคคลที่มิใช่ผู้ประกอบธุรกิจภายใต้การกำกับดูแลของ ก.ล.ต. ที่หัวข้อ Investor Alert List บนเว็บไซต์ www.sec.or.th นอกจากนี้ ผู้ที่มีข้อมูลเกี่ยวกับการดำเนินการที่น่าสงสัย โปรดติดต่อ Help Center โทร. 1207
perform duties or provide services honestly and a wrongful treatment of investor assets in contravention of the governing Notification of the Capital Market Supervisory Board. The SEC therefore revoked his
appropriateness of local application, the importance of investor protection and the acceptable burdens towards listed companies.The proposed amendments include (1) change of the transaction size that requires