นอกจากนี้ คณะกรรมการควรจัดให้มีหน่วยงานหรือผู้รับผิดชอบงานเก่ียวกับ “นักลงทุน สัมพันธ์” (Investor Relations หรือ IR) เพื่อสื่อสารกับบุคคลภายนอก เช่น ผู้ลงทุน นักลงทุนสถาบัน นักลงทุนท่ัวไป นักวิเคราะห์ และ
retail investor education and financial literacy, and to advise the IOSCO Board on emerging retail investor protection matters. As the Thai capital market is dominated by retail investors, the SEC has
Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 41/2553 Re: Granting of Approval of Financial Advisors and Their Scope of Work (No. 2) dated 6 October 2010 (effective on 16
mall management and effective operating costs control The Thai economy in 2Q17 continued to expand and recovered at a modest pace, driven by export of goods which showed a high expansion, and the tourism
that may cause a lack of independence in acting as the fund supervisor. Clause 4. Prior to the effective date of this Notification, any persons who act as a fund supervisor shall continue its operation
way that may cause a lack of independence in acting as the fund supervisor. Clause 4. Prior to the effective date of this Notification, any persons who act as a fund supervisor shall continue its
way that may cause a lack of independence in acting as the fund supervisor. Clause 4. Prior to the effective date of this Notification, any persons who act as a fund supervisor shall continue its
, internal control and follow up measures to ensure effective implementation. Clause 4. Beside the qualifications prescribed under Clause 3, an applicant for derivatives business operator registration under
staffs, internal control and follow up measures to ensure effective implementation. Clause 4. Beside the qualifications prescribed under Clause 3, an applicant for derivatives business operator
the SEC Office within seven days as from the effective date of the change as well as state the effective date of such change in the notice. Clause 4 In considering granting of approval, the SEC Office