prospectus and semi-annual report or annual report. ?The above revisions will support the fund?s investment strategy in derivatives and SN, which will not only widen investment channels for the funds, but
, SEC has required business operators which provide services exclusively through online outlets to sell only non-complex investment funds.
and executives are subject additional disclosure only in case of simultanous holding of similar positions at other listed companies. This requirement also applies to independent directors who provide
, subject to the specified criteria, thus removing the former regulatory restrictions that the eligible businesses are limited only to those Board of Investment (BoI)-promoted.The revisions will enhance
requirement for financial advisor participation in the preparation of the registration statement; 3) Fees: to exempt the filing fee of the registration statement and require only the application fee of
case with hedge funds. Meanwhile, the investor qualifications would also be revised to ensure that only accredited investors with matching risk profiles would be eligible to invest in higher risk mutual
asset business operator only in case of deciding to invest in digital assets. The list of licensed digital asset business operators and more information on digital assets are available at the microsite
. _______________________Remark: the hearing documents (Thai language only) are available at https://capital.sec.or.th/webapp/phs/upload/phs1551757635hearing-12-2562.pdf
ends on 6 April 2019. ___________________Remark: the hearing documents (in Thai language only) are available at https://capital.sec.or.th/webapp/phs/upload
services for institutional investors only. (5) 1 million baht for undertaking other securities businesses. SEC Assistant Secretary-General Paralee Sukonthaman said: “Setting an