paragraph shall be taken into account. SECTION 23. The Secretary-General shall have authority over the officers and employees and shall be responsible for the operation of the SEC Office. In the operation of
Activity report 2017En CAPITAL MARKET FOR ALL INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2017 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2017 Executive Summary Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Framework and Focuses in 2018 Root Cause Analysis Summary of Audit Inspection Results A. Firm Level B. Engagement Level Essential Statistics 49 4412 46 0402 07 Contents Executive Summary The capital market is a fundamental component in driving Thai...
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...
E_1 Legal_FA_2015_12_29-c A CorpL4.1hig A Executive Summary of Management Discussion and Analysis 1 For the Year Ending December 31, 2019 Thai economy in 2019 showed decelerating growth at 2.4 percent compared to 4.2 percent in the previous year.The slowdown could be attributed to exports which contracted further due to the stronger Baht and a global economic slowdown. In addition, the investment environment of both the public and private sector remained weak, and private consumption, albeit gro...
) contains a salient point on amendment to the Bank of Thailand’s limited authority under Financial Institution Business Act B.E. 2551 (2008) to ensure enhanced efficiency in supervising specialized financial
Eastspring Investments Unit Trusts – Fixed Income Plan Series 3 (กองทุนหลกั) ซ่ึงเป็นกองทุนรวมตราสารหน้ี ท่ีจดทะเบียนในประเทศ สิงคโปร์ (Singapore) ด าเนินงานตามระเบียบของ MAS (Monetary Authority of Singapore
Unit Trusts – Fixed Income Plan Series 3 (กองทนุหลกั) ซึง่เป็นกองทนุรวมตราสารหนี ้ ที่จดทะเบียนในประเทศสิงคโปร์ (Singapore) ด าเนินงานตามระเบียบของ MAS (Monetary Authority of Singapore) ใน อตัราสว่นโดยเฉ
ประสบการณ์ด้าน IT และด้านการบริหารจัดการความมั่นคงปลอดภัยด้าน IT (3) มีอำนาจหน้าที่ (authority) เพียงพอในการปฏิบัติหน้าที่ได้อย่างมีประสิทธิภาพและประสิทธิผล โดยสามารถดำเนินการอย่างน้อย ดังนี้ (ก) รายงานปัญหา
investment period. 4 - Revise credit granting criteria, credit-like transactions or debt guarantee for directors with managing authority or related parties of companies within financial conglomerates on a solo
, roles, authority and responsibility of directors, executives and other personnel of the intermediary clearly. (3) having appropriate, reliable and efficient operating system to support an intermediary ’s